Status:Inactive
Industry:Financial Services, Security Brokers & Dealers, Stock Broker and Dealer, Security Brokers and Dealers
Doing business as:SWS SECURITIES, INC
Public Finance Office
Quinn Southwest
Registration:Mar 26, 1992
Site:swst.com
Phone:(512) 320-5859, (505) 982-1904, (214) 858-9335, (214) 651-1800, (214) 859-1763, (214) 859-1800, (214) 859-9450, (512) 320-5860, (214) 859-6211
Description:Southwest Securities, Inc. is a financial services company operating in three business segments: Retail Brokerage, Institutional Brokerage and Clearing Services.
Southwest Securities provides securities brokerage and investment services to individual and institutional clients and securities clearing services to more than 140 correspondent firms across the U.S. and Canada.
Addresses:1201 Elm Street, Suite 3500, Dallas, TX 75270
1201 Elm Street / Suite 3500, Dallas, TX 75270 (Physical)
120 Elm St, Dallas, TX 75270
1200 Elm St, Dallas, TX 75270
701 Brazos St, Austin, TX 78701
218 E Marcy St, Santa Fe, NM 87501
PO Box 1568, Santa Fe, NM 87504
State ID:1623899
Business type:Foreign Business Corporation
Entity State:DE
Members (129):James H. Ross / President 1201 Elm Street / Suite 3500, Dallas, TX 75270 (Physical)
1201 Elm St., Dallas, TX 75270 (Physical)
Betty Klein / General Manager
Arvind Bhatia / Senior Vice President Equity Analyst
Andrew Conway / Manager
Arg Neas / Owner
Brian Grubbs / Vice President
Brook Smith / Vice President
Beth Salvaggio / Special Projects
Beth Stobbs / Vice President And Trader
Cheryl Allen / Vice President
Beth Phounsavath / Project Manager
Bob Gioia / Manager
Anthony Wetherbee / Executive
Alice Barrow / Vice President
Blake Bartnett / Manager
...David Jarzynka / Database Administrator Manager
Aaron Fletcher / Vice President, Vice President Public Finance Department-dallas Texas
Jennifer Phillips / Financial Accounting Manager
Kay Brady / Supervisor Retirement Plans/government Reporting
Laura Brooks / Benefits/hris Manager
Lori Krell / Manager Of Operations Group
Kimberly Ramirez / Manager
Karen Towner / Help Desk Manager
Kyle Buffington / CTO
Jeffrey Singer / Executive Vice President-corporate Finance
Kenneth Hanks / Executive Vice President Treasurer And Chief Financial Officer
Kevin Jackson / Trader
Erika Quintero / Executive Administrative Assistant
Kevin Lee / Chief Information Offr
Lana Giaudrone / Manager
Alecia Bland / Vice President Of Interim Construction
Shannon Doyle / Senior Human Resources Generalist
Michael Mcginnis / Institutional Sales
Douglas Whitt / Senior Vice President
Cliff Steinhauer / Vice President Of Regional Trading And Underwriting
Dave Mossberg / Manager
Charles Price / Owner
Connie Franklin / Human Resources Benefits Director
Clint Forsvall / Senior Network Engineer
Clay Seibert / Manager
Chris Mahan / Css Technical Analyst, Manager
Charles Byron / Assistant Vice President Of Clearing Services Division
David Kingland / Vice President
David Osborne / Owner
Dan Nordvedt / Vice President Of Clearing Services Division
Dorothy Anderson / Manager
Derek Rose / Senior Vice President Of Asset-backed Securities And Commercial Mortgage-backed Securities Trading
Dagmara Frankowska / Compliance Officer
Sue Baldwin / Information Technology Procurement Analyst
Donald Hultgren / Director
Darren Mcdonald / Information Technology Altiris Administrator
David Harwell / Information Technology
Daniel Eaton / Network Admin
David Armato / Director Information Technology Systaem
Dennis Barker / Vice President
Cerry Rigdon / Manager
Clay Burks / Network Administrator
Anthony Mauro / Operations Manager
Ashlee Miller / Strategic Business Development Specialist
Andrew Williams / Vice President
Amy Jones / COO
Alynn Donaldson / Business Strategy Project Specialist
Andrey Glukhov / Senior Research Analyst
Mike Dennis / Information Systems
Micheal Judith / Chief Operating Offr
Laura Leventhal / Treasurer, Chief Fina, Controller 1201 Elm St., Dallas, TX 75270 (Physical)
Larry Tate / Executive 1201 Elm Street, Dallas, TX 75270
Jason Coy / President
Julie Jones / Vice President Of Sba Lending
Jim Bowman / Vice President-corporate Communications
George L. Winneberger / Vice-President, Vice President And Manager Private Client
David Glastein / Branch Manager
W Norman Thompson / Executive 1201 Elm Street, Dallas, TX 75270
Tracy Lowe / Assistant 1201 Elm Street, Dallas, TX 75270
Tony Mauro / Vice Presi 1201 Elm Street, Dallas, TX 75270
Todd Patterson / Vice Presi 1201 Elm Street, Dallas, TX 75270
Rob Nash / Executive 1201 Elm Street, Dallas, TX 75270
Richard H Litton / Executive 1201 Elm Street, Dallas, TX 75270
Michael Cogliano / Chief Comp 1201 Elm Street, Dallas, TX 75270
Kimberly Williams / Senior Vic 1201 Elm Street, Dallas, TX 75270
Hopp Eugene / Stock Broker
Kelly K Bell / Vice Presi, Vice President 1201 Elm Street, Dallas, TX 75270
John Lacey / Senior Vic 1201 Elm Street, Dallas, TX 75270
Jim Zimcosky / Senior Vic 1201 Elm Street, Dallas, TX 75270
Holly Peritz / Executive 1201 Elm Street, Dallas, TX 75270
Gill Goodson / Senior Vic, Director Internal Audit 1201 Elm Street, Dallas, TX 75270
David Macquilken / Vice Presi, Vice President 1201 Elm Street, Dallas, TX 75270
Daniel R Leland / Executive 1201 Elm Street, Dallas, TX 75270
Dan Almon / Senior Vic, Vice President, Branch Manager 1201 Elm Street, Dallas, TX 75270
Camille Taylor / Vice Presi 1201 Elm Street, Dallas, TX 75270
Bonnie Licalsi / Controller 1201 Elm Street, Dallas, TX 75270
Anton Berends / Senior Vic, Manager 1201 Elm Street, Dallas, TX 75270
James H. Ross Director / President 1201 Elm Street, Dallas, TX 75270 (Mailing)
3305 Villanova, Dallas, TX 75225 (Physical)
Allen R. Tubb / Secretary, Vice President General Counsel/secretary 1201 Elm St., Dallas, TX 75270 (Physical)
Jim Chang / Information Technology Administrator
Jerri Dawson / Supervisor Information Technology Security
Jennifer Johnson / Assistant Contoller
Greg Anderson / Manager, Information Technology Planning and Control
Melvin Horton / Vice President
Michael Dunne / Senior Vice President Sales
Mark Sachse / Manager
Laura Holt / Vice President
Michael Armentrout / Senior Database Administrator
J Brinkmann / Chief Executive Officer
Marcella Doyle / Business Analyst
Mike Cogliano / Compliance
Kerry Rigdon / Managing Director Pcg
Grant Miller / CTO
Greg Ruedy / Associate Analyst
Glynnis Slater / Human Resources Manager
Greg Sterbenz / Director Business Systems
Greg Giammario / Chief Operating Officer
Kevin Crownover / Manager
Joe Niggel / Managing Director Of Public Finance
Frank Anderson / Vice President And Senior Equity Analyst
Edward Neuhaus / Manager
Frederick Meyer / Executive Director
Gary Binkiewicz / Vice President
Eric Sexton / CTO
Gabriela Madrid / Administrative Assistant
John Holt / Manager
Jason Ray / Systems Administrator
Judy Talkington / CTO
Jane Watkins / Accountant
Harris Don / Manager
John Weerts / Western Region
Edward Anderson / Vice President
Dis Partners Reo Opportunity Fund I, Llc / Governing Person, inactive
High Street Securities, Inc / inactive
Agent:C T Corporation System 111 Eighth Avenue, New York, NY 10011 (Physical)
TIN:30118708160
SIC:6211 - Security Brokers, Dealers, and Flotation Companies
SIC6:621101 - Stock & Bond Brokers
Founded:1972
Company size:501-1000 employees