Principal Financial Securities Inc
Company Profile
Categories:Stock & Bond Brokers
Phone:
Former Employees
| Position at Principal Financial Securities Inc | Next job position | |
|---|---|---|
| Bradley Uhr | Vice President & Controller1995 - 1998 |
CTMI, LLCManaging Director Since Feb 2010 |
| Brian Walz | AssociateJan 1997 - Jan 1998 |
Lansing Trade Group, LLCDirector of Counterparty Risk Since Aug 2010 |
| Charmagne Darabadey | Manager/VP Portfolio Management Group OperationsApr 1996 - May 1998 Manager/AVP Mutual Fund TradingMay 1993 - Apr 1996 |
Placemark InvestmentsOperations Specialist Since Mar 2011 |
| Dale Payton | TEMP TO PERM AS A FINANCIAL ANALYSTSep 1994 - Mar 1998 |
Dale R. Payton, CPA, Inc.President Since Apr 1998 |
| Jim Lang | Assistant Vice President, Financial Services AnalystMar 1997 - Jan 1998 |
BMO Harris BankSenior Audit Manager Since Apr 2009 |
| John Tilley | MIS ManagerJun 1989 - Jul 1998 |
First Southwest CompanyBusiness Analyst Since Sep 2011 |
| Kathy Klock | General Counsel, Executive Vice President, Director2006 - 2008 |
Akerman SenterfittPartner Since Jul 2011 |
| Lance Deal | Accountant1995 - 1997 |
UBS Financial Services IncCFO and Controller Since May 2013 |
| Mari Henry | Assistant Director Client & Financial ServicesFeb 1997 - Jun 1997 |
WDG ArchitectureVice President, Director of Business Development Since Jun 2004 |
| Michael Hart | Associate VP Information TechnologyMay 1992 - May 1998 |
The Edelman Financial GroupVP Information Technology Since Jan 2001 |
| Nancy Lough | AVP, Retirement Plan Marketing1994 - 1998 |
Fidelity InvestmentsDirector, Managing Director Since Feb 2000 |
| Tom Lawrence | Senior Vice President1989 - 1997 |
Lawrence Financial Consulting LLCPresident Since 1997 |
| Trena Tolliver, Pmp | Insurance Operations ManagerJan 1994 - May 1998 |
1st GlobalInsurance Operations, Document Services & Project Manager Since Nov 1999 |
| Twila Potts | Broker Relations SpecialistDec 1980 - May 1997 |
Apex ClearingManager, Corporate Actions & Dividends Since Aug 2012 |
| Warren Sparks | SALES CONSULTANT1994 - 1997 |