Who has worked at Finra
| Position at Finra | Previous job position | |
|---|---|---|
| Alena Kuprevich | Investment |
|
| Amelia Schulten | AnalystSince Feb 2007 |
|
| Amy Buras | ExaminerSince Nov 2007 |
|
| Angela Goelzer | Associate Vice President Vice PresidentSince Apr 2003 |
FINRAVice President Since Apr 2003 |
| Anthony Maher | Manager |
|
| Arash Etemad | Examination ManagerSince Mar 2010 |
|
| Barbara Cody | Deputy Director |
Financial Industry Regulatory Authority (FINRA)Deputy Director Since 1986 |
| Brian Jackson | Compensation Analyst |
Financial Industry Regulatory Authority (FINRA)Compensation Analyst Since 2006 |
| Bryan Varvel | ExaminerSince 1990 |
FINRA (NASD, Inc)Examiner Since 1990 |
| Carol Kurta | Admin |
|
| Carolyn Craig | DirectorSince 2005 |
U.S. Department of Justice, Civil DivisionTrial Attorney 2001 - 2005 |
| Christopher Filiberto | Compliance |
|
| Clint Johnson | Surveillance DirectorSince Apr 1998 |
|
| David Chiu | Supervisor SupervisorSince 2000 Examiner1996 - 2000 |
|
| Dennis Mellott | ManagerSince Aug 2009 |
First Data CorporationUnit Manager 2002 - 2008 |
| Dexter Mckay | Supervisor |
|
| Dominic Morosini | AccountantSince Aug 2006 |
|
| Eartha Baynard | Analyst |
|
| Ed Chan | Associate Director Associate District DirectorSince 1997 |
FINRAAssociate District Director Since 1997 |
| Eddie Hernandez | Manager |
|
| Eileen Famiglietti | Enterprise Risk Management OfficerSince 2010 SVP & Controller2001 - 2010 Director, Financial Planning & Initiatives1998 - 2000 |
FINRA Investor Education FoundationTreasurer Since 2003 |
| Elaine Warren | Analyst |
|
| Elisse Walter | SEVP |
|
| Eric Brooks | Director |
Former Employees
| Position at Finra | Next job position | |
|---|---|---|
| Narendra Krishnappa | Project LeadSince 2004 |
NASD/FINRASenior Consultant Since Feb 2004 |
| Tom Carocci | CounselSince 2008 |
NASDCounsel |